Main Areas of Law
Sean has extensive experience representing corporations, private investment funds, and trading firms – as well as their key executives and employees – in criminal, civil, and regulatory matters. Sean is one of few attorneys in private practice that has served as both an Assistant U.S. Attorney in the U.S. Department of Justice (DOJ) as well as Senior Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission (SEC). Sean’s unique background enables him to provide strategic insights and solutions in disputes involving U.S. government law enforcement and internal investigations. He has advised clients across the investment management and financial services industries in responding to investigations by the DOJ, the SEC, and the U.S. Commodity Futures Trading Commission (CFTC) involving futures trading, market manipulation and spoofing, corruption and FCPA violations, securities and tax fraud, and insider trading.