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Laura Pruitt - Alston & Bird LLP

Laura Pruitt

Alston & Bird LLP - Washington, DC

  • The Atlantic Building
  • 950 F Street NW
  • Washington, DC, District of Columbia, USA
  • 20004-1404

Specialisation

Counsels broker-dealers, alternative trading systems, investment advisers and other market participants on securities law and market regulation issues, with particular emphasis on broker-dealer registration and compliance, trading rules, market structure issues, investment adviser regulation, transfer agent rules and anti-money laundering rules. Also represents clients before the Securities and Exchange Commission and self-regulatory organizations in connection with regulatory exams, investigations and enforcement actions, and she has conducted independent compliance reviews in connection with the settlement of several enforcement actions.

Personal

Columbia Law School (J.D., 1987); Harvard University (A.B., 1984).