Structure hedge funds, managed futures funds and private equity funds. Advise fund managers regarding compliance with, and exemptions from, various investment, security and commodity acts, SEC and CFTC regulations and NFA and FINRA rules.
President, NY Hedge Fund Roundtable; Immediate preceding Chair, Committee on Futures and Derivatives Regulation, NYC Bar Association; member, Private Investment Funds Committee of the NYC Bar Association; member, Futures Industry Association; member, CPO/CTA Committees of the Managed Funds Association.
JD (1993) St. John's University; MBA (1990), BBA (1987) Iona College; licensed CPA in NY. Awarded Claritas Investment Certificate by CFA Institute.