Michael D Wolk
1501 K Street NW
+1 202 736 firstname.lastname@example.org
Securities: Regulation: Enforcement (Band 4)
Practice Areas: Partner in Sidley's Washington, DC office. He focuses his practice on SEC, exchange and FINRA compliance and enforcement matters, with a particular focus on equity and fixed income trading, marketplace and conduct rules and their application to broker-dealers, associated persons and investment advisers. In addition to representing firms and associated persons in regulatory investigations, he counsels his clients on regulatory and compliance issues.
Career: Before private practice, he served as vice president and chief counsel of the Market Regulation Department at the NASD (now FINRA).
Personal: Thomas M. Cooley Law School, JD, 1984; University of Maryland, BA, 1980.