John E Baumgardner

Sullivan & Cromwell LLP

125 Broad Street
New York
USA
NY 10004-2498
212 558 3866
baumgardnerj@sullcrom.com

Ranked In

Nationwide
Investment Funds: Registered Funds (Band 1)

Profile

Practice Areas:

Professional Memberships: American Bar Association; New York State Bar Association; Former Chair, NYCBA’s Investment Management Regulation Committee, and Chair, Investment Committee; Member, Yale School of Music Board of Visitors; Panelist, PLI and Investment Company Institute.

Career: Partner since 1983. Corporate/securities matters. Coordinator, Investment Management Group. Member, Financial Institutions, and Alternative Investment Management Groups. Represents funds, advisers or independent directors of U.S.-registered investment companies, including JPMorgan and those sponsored by Fidelity, Pioneer and General American Investors. Has represented private funds and U.S. broker-dealers.

Personal: Columbia Law School (JD, 1975); Princeton University (AB, summa cum laude, 1973).