Securities: Regulation: Enforcement (Band 2)
Practice Areas: 35 years in SEC enforcement, FCPA and related white collar criminal matters and private securities litigation. Numerous SEC, PCAOB, NYSE, FINRA, state attorney general and grand jury investigations on behalf of corporations, corporate executives, brokerage firms, investment advisors, accountants and accounting firms, lawyers and law firms, hedge funds and individual investors.
Career: Mayer, Brown, Rowe & Maw LLP, Partner, 2005-09; Crowell & Moring LLP, Partner, 1994-2000 and 2001-05; Kirkpatrick & Lockhart LLP, Partner, 2000-01; Branch Chief, Division of Enforcement, SEC, 1977-78; Trial Attorney, Division of Enforcement, 1974-77.
Personal: Fordham University Law School, JD, 1974; Colgate University, AB, 1970.