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Laura Pruitt

Alston & Bird LLP - Washington, DC

Laura Pruitt - Alston & Bird LLP
  • The Atlantic Building
  • 950 F Street NW
  • Washington, DC
  • District of Columbia
  • USA
  • 20004-1404

Practice Areas: Counsels broker-dealers, alternative trading systems, investment advisers, and other market participants on securities law and market regulation issues, with particular emphasis on broker-dealer registration and compliance, trading rules, market structure issues, investment adviser regulation, transfer agent rules and anti-money laundering rules. Also represents clients before the Securities and Exchange Commission and Self-Regulatory Organizations in connection with regulatory exams, investigations and enforcement actions, and she has conducted independent compliance reviews in connection with the settlement of several enforcement actions.

Personal: AB (1984) Harvard University; JD (1987) Columbia Law School.