Ranked In
Nationwide
Financial Services Regulation: Banking (Compliance) (Band 2)Nationwide
Financial Services Regulation: Financial Institutions M&A (Band 1)New York
Corporate/M&A (Band 4)Profile
Professional Memberships: ABA; Fellow, ABF; Co-chair, PLI’s annual “Guide to Financial Institutions”; Co-chair, NY City Bar/Penn State M&A Conference; General Counsel, Archaeological Institute of America.
Career: Partner since 1996. Financial services M&A, securities, regulatory matters; private equity. Recent representations: Regions Financial in its sale of Morgan Keegan to Raymond James; HSBC in its pending business unit sales to Capital One and First Niagara; JPMorgan in; BMO in its acquisition of M&I; US Bancorp in failed bank acquisitions from FDIC; Warburg Pincus in Webster Financial and Sterling investments.
Personal: Columbia Law (JD, 1987); Columbia (AB, 1984).