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Securities: Regulation: Enforcement (Band 4)
Practice Areas: Head of the firm’s SEC defense practice. Practice focused on investigations and enforcement proceedings by the Division of Enforcement of the U.S. Securities and Exchange Commission (SEC), federal criminal authorities, Financial Industry Regulatory Authority (FINRA), the Public Company Accounting Oversight Board (PCAOB) and state securities regulators.
Professional Memberships: Admitted in District of Columbia and Maryland.
Career: Formerly Associate Director of the SEC’s Division of Enforcement. Was responsible for the supervision of numerous, complex investigations and enforcement actions.
Personal: Washington University in St. Louis, J.D., 1986; Washington University in St. Louis, B.A., (cum laude), 1982