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Nationwide
Investment Funds: Registered Funds (Band 2)Profile
Practice Areas: Partner in Sidley's New York office. Has worked on various corporate and securities transactions including equity and debt offerings by industrial, utility, financial institution, investment company and REIT issuers. Extensive experience in matters related to the Investment Company Act of 1940 and has worked on transactions of and offerings by open-end and closed-end investment companies as both fund and underwriters’ counsel, including IPOs, rights offerings, preferred stock offerings, debt offerings, asset acquisitions and mergers.
Personal: Harvard Law School, JD, 1979, cum laude; Columbia Business School, MBA, 1976; Columbia University, BA, 1974, summa cum laude. Admission: New York.