Financial Services Regulation: Broker Dealer (Enforcement) (Band 1)
Practice Areas: Partner in Sidley's New York office. She assists broker-dealers, investment advisers, financial institutions and Fortune 500 companies across the U.S. in internal investigations, investigations before the Securities and Exchange Commission and FINRA, and in enforcement matters generally. She also advises clients on regulatory compliance matters.
Career: Former head of enforcement at FINRA, where she oversaw the establishment and development of its enforcement program. She joined FINRA from her position as enforcement chief at New York Stock Exchange Regulation.
Personal: Brooklyn Law School, JD, 1986, summa cum laude; University of Maryland, BA, 1979, cum laude.