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Financial Services Regulation: Broker Dealer (Compliance) (Band 3)Profile
Practice Areas: John V. Ayanian is a Partner in Morgan Lewis's Securities Industry and Investment Management Practice. Mr. Ayanian advises broker-dealer clients on a wide variety of regulatory and transactional matters, including federal and state registration and compliance issues; SRO membership and compliance issues; mergers and acquisitions and outsourcing arrangements involving broker-dealers; issues involving the trading of fixed-income securities, exchange-traded options, and exchange-traded funds; broker-dealer and investment adviser networking and compensation arrangements; and issues relating to the dissemination of securities analyst research reports. He counsels various market centers on issues involving market structure issues in the equity and options markets.