Financial Services Regulation: Banking (Compliance) (Band 3)
Practice Areas: Bank regulatory matters including the full panoply of federal laws affecting banking organizations. Issues handled include advice on Dodd-Frank, Basel III, counseling boards of directors on fiduciary duties M&A, securities offerings and private placements, enforcement proceedings, foreign subsidiaries, and mortgage banking.
Career: Former Deputy Chief Counsel for business transactions at the Office of Thrift Supervision, where he oversaw significant mergers, acquisitions, and offerings and new entrants to the banking industry.
Publications: Articles for ‘Bank Accounting and Finance’.
Personal: BA, magna cum laude, (1977), JD (1981) - Yale University.